On the Bonsall cone spectral radius and the approximate point spectrum

Vladimir Müller; Aljoša Peperko

doi:10.3934/dcds.2017232

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October 2017, 37(10): 5337-5354. doi: 10.3934/dcds.2017232

On the Bonsall cone spectral radius and the approximate point spectrum

Vladimir Müller ^1, and Aljoša Peperko ^2,3,,

1.	Institute of Mathematics, Czech Academy of Sciences, Žitna 25, 115 67 Prague, Czech Republic
2.	Faculty of Mechanical Engineering, University of Ljubljana Aškerčeva 6, SI-1000 Ljubljana, Slovenia
3.	Institute of Mathematics, Physics and Mechanics Jadranska 19, SI-1000 Ljubljana, Slovenia

* Corresponding author: Aljoša Peperko

Received March 2017 Revised May 2017 Published June 2017

We study the Bonsall cone spectral radius and the approximate point spectrum of (in general non-linear) positively homogeneous, bounded and supremum preserving maps, defined on a max-cone in a given normed vector lattice. We prove that the Bonsall cone spectral radius of such maps is always included in its approximate point spectrum. Moreover, the approximate point spectrum always contains a (possibly trivial) interval. Our results apply to a large class of (nonlinear) max-type operators.

We also generalize a known result that the spectral radius of a positive (linear) operator on a Banach lattice is contained in the approximate point spectrum. Under additional generalized compactness type assumptions our results imply Krein-Rutman type results.

Keywords: Bonsall's cone spectral radius, local spectral radii, approximate point spectrum, supremum preserving maps, max kernel operators, normed vector lattices, normed spaces, cones.

Mathematics Subject Classification: Primary: 47H07, 47J10, 47H10; Secondary: 47H08, 47B65, 47A10.

Citation: Vladimir Müller, Aljoša Peperko. On the Bonsall cone spectral radius and the approximate point spectrum. Discrete & Continuous Dynamical Systems, 2017, 37 (10) : 5337-5354. doi: 10.3934/dcds.2017232

References:

[1]	Y. A. Abramovich and C. D. Aliprantis, An Invitation to Operator Theory American Mathematical Society, Providence, 2002. doi: 10.1090/gsm/050. Google Scholar
[2]	M. Akian and S. Gaubert, Policy iteration for perfect information stochastic mean payoff games with bounded first return times is strongly polynomial, preprint, arXiv: 1310.4953 Google Scholar
[3]	M. Akian, S. Gaubert and A. Hochart, Ergodicity conditions for zero-sum games, Discrete and Continuous Dynamical Systems -A, 35 (2015), 3901-3931. doi: 10.3934/dcds.2015.35.3901. Google Scholar
[4]	M. Akian, S. Gaubert and C. Walsh, Discrete max-plus spectral theory, in Idempotent Mathematics and Mathematical Physics, G. L. Litvinov and V. P. Maslov, Eds, Contemporary Mathematics, AMS, 377 (2005), 53–77, arXiv: math.SP/0405225 doi: 10.1090/conm/377/6982. Google Scholar
[5]	M. Akian, S. Gaubert and R. D. Nussbaum, A Collatz-Wielandt characterization of the spectral radius of order-preserving homogeneous maps on cones, preprint, arXiv: 1112.5968 Google Scholar
[6]	C. D. Aliprantis and K. C. Border, Infinite Dimensional Analysis, A Hitchhiker's Guide Third Edition, Springer, 2006. Google Scholar
[7]	C. D. Aliprantis, D. J. Brown and O. Burkinshaw, Existence and Optimality of Competitive Equilibria Springer-Verlag, Berlin, 1990. doi: 10.1007/978-3-642-61521-4. Google Scholar
[8]	C. D. Aliprantis and O. Burkinshaw, Positive Operators Reprint of the 1985 original, Springer, Dordrecht, 2006. doi: 10.1007/978-1-4020-5008-4. Google Scholar
[9]	C. D. Aliprantis and O. Burkinshaw, Locally Solid Riesz Spaces with Applications to Economics Second edition, Mathematical Surveys and Monographs, 105, American Mathematical Society, Providence, RI, 2003. doi: 10.1090/surv/105. Google Scholar
[10]	C. D. Aliprantis and R. Tourky, Cones and Duality American Mathematical Society, Providence, 2007. doi: 10.1090/gsm/084. Google Scholar
[11]	J. Appell, E. De Pascale and A. Vignoli, A comparison of different spectra for nonlinear operators, Nonlinear Anal., 40 (2000), 73-90. doi: 10.1016/S0362-546X(00)85005-1. Google Scholar
[12]	J. Appell, E. De Pascale and A. Vignoli, Nonlinear Spectral Theory Walter de Gruyter GmbH and Co. KG, Berlin, 2004. doi: 10.1515/9783110199260. Google Scholar
[13]	J. Appell, E. Giorgieri and M. Väth, Nonlinear spectral theory for homogeneous operators, Nonlinear Funct. Anal. Appl., 7 (2002), 589-618. Google Scholar
[14]	F. L. Baccelli, G. Cohen, G. -J. Olsder and J. -P. Quadrat, Synchronization and Linearity John Wiley, Chichester, New York, 1992. Google Scholar
[15]	R. B. Bapat, A max version of the Perron-Frobenius theorem, Linear Algebra Appl., 275/276 (1998), 3-18. doi: 10.1016/S0024-3795(97)10057-X. Google Scholar
[16]	P. Butkovič, Max-linear Systems: Theory and Algorithms Springer-Verlag, London, 2010. doi: 10.1007/978-1-84996-299-5. Google Scholar
[17]	P. Butkovič, S. Gaubert and R. A. Cuninghame-Green, Reducible spectral theory with applications to the robustness of matrices in max-algebra, SIAM J. Matrix Anal. Appl., 31 (2009), 1412-1431. doi: 10.1137/080731232. Google Scholar
[18]	W. Feng, A new spectral theory for nonlinear operators and its applications, Abstr. Appl. Anal., 2 (1997), 163-183. doi: 10.1155/S1085337597000328. Google Scholar
[19]	M. Furi, M. Martelli and A. Vignoli, Contributions to the spectral theory for nonlinear operators in Banach spaces, Ann. Pura Appl., 118 (1978), 229-294. doi: 10.1007/BF02415132. Google Scholar
[20]	G. Gripenberg, On the definition of the cone spectral radius, Proc. Amer. Math. Soc., 143 (2015), 1617-1625. doi: 10.1090/S0002-9939-2014-12375-6. Google Scholar
[21]	J. Gunawardena, Cycle times and fixed points of min-max functions, In G. Cohen and J. -P. Quadrat, editors, 11th International Conference on Analysis and Optimization of Systems, Springer LNCIS, 199 (1994), 266–272. Google Scholar
[22]	M. de Jeu and M. Messerschmidt, A strong open mapping theorem for surjections from cones onto Banach spaces, Advances in Math., 259 (2014), 43-66. doi: 10.1016/j.aim.2014.03.008. Google Scholar
[23]	V. N. Kolokoltsov and V. P. Maslov, Idempotent Analysis and Its Applications Kluwer Acad. Publ., 1997. doi: 10.1007/978-94-015-8901-7. Google Scholar
[24]	B. Lemmens and R. D. Nussbaum, Continuity of the cone spectral radius, Proc. Amer. Math. Soc., 141 (2013), 2741–2754, arXiv: 1107.4532. doi: 10.1090/S0002-9939-2013-11520-0. Google Scholar
[25]	B. Lemmens and R. D. Nussbaum, Nonlinear Perron-Frobenius Theory Cambridge University Press, 2012. doi: 10.1017/CBO9781139026079. Google Scholar
[26]	J. Lindenstrauss and L. Tzafriri, Classical Banach Spaces I and II A reprint of the 1977 and 1979 editions, Springer, 1996. Google Scholar
[27]	B. Lins and R. D. Nussbaum, Denjoy-Wolff theorems, Hilbert metric nonexpansive maps on reproduction-decimation operators, J. Funct. Anal., 254 (2008), 2365-2386. doi: 10.1016/j.jfa.2008.02.001. Google Scholar
[28]	G. L. Litvinov, The Maslov dequantization, idempotent and tropical mathematics: A brief introduction, J. Math. Sci.(N. Y.), 140 (2007), 426-444. doi: 10.1007/s10958-007-0450-5. Google Scholar
[29]	G. L. Litvinov, V. P. Maslov and G. B. Shpiz, Idempotent functional analysis: An algebraic approach, Math Notes, 69 (2001), 696–729, arXiv: math.FA/0009128. doi: 10.1023/A:1010266012029. Google Scholar
[30]	G. L. Litvinov and V. P. Maslov (eds.), Idempotent mathematics and mathematical physics, Contemp. Math., Amer. Math. Soc., Providence, RI, 377 (2005), 1–17. doi: 10.1090/conm/377/6982. Google Scholar
[31]	J. Mallet-Paret and R. D. Nussbaum, Eigenvalues for a class of homogeneous cone maps arising from max-plus operators, Discrete and Continuous Dynamical Systems, 8 (2002), 519-562. doi: 10.3934/dcds.2002.8.519. Google Scholar
[32]	J. Mallet-Paret and R. D. Nussbaum, Generalizing the Krein-Rutman theorem, measures of noncompactness and the fixed point index, J. Fixed Point Theory and Applications, 7 (2010), 103-143. doi: 10.1007/s11784-010-0010-3. Google Scholar
[33]	J. Mallet-Paret and R. D. Nussbaum, Inequivalent measures of noncompactness, Ann. Mat. Pura Appl.(4), 190 (2011), 453-488. doi: 10.1007/s10231-010-0158-x. Google Scholar
[34]	J. Mallet-Paret and R. D. Nussbaum, Inequivalent measures of noncompactness and the radius of the essential radius, Proc. Amer. Math. Soc., 139 (2011), 917-930. doi: 10.1090/S0002-9939-2010-10511-7. Google Scholar
[35]	V. Müller and A. Peperko, Generalized spectral radius and its max algebra version, Linear Algebra Appl, Linear Algebra Appl., 439 (2013), 1006-1016. doi: 10.1016/j.laa.2012.09.024. Google Scholar
[36]	V. Müller and A. Peperko, On the spectrum in max-algebra, Linear Algebra Appl., 485 (2015), 250-266. doi: 10.1016/j.laa.2015.07.013. Google Scholar
[37]	R. D. Nussbaum, Eigenvalues of nonlinear operators and the linear Krein-Rutman, in: Fixed Point Theory (Sherbrooke, Quebec, 1980), E. Fadell and G. Fournier, editors, Lecture notes in Mathematics, Springer-Verlag, Berlin, 886 (1981), 309–330. Google Scholar
[38]	R. D. Nussbaum, Periodic points of positive linear operators and Perron-Frobenius operators, Integral Equations Operator Theory, 39 (2001), 41-97. doi: 10.1007/BF01192149. Google Scholar
[39]	L. Pachter and B. Sturmfels (eds.), Algebraic statistics for computational biology, Cambridge Univ. Press, New York, (2005), 125–159. doi: 10.1017/CBO9780511610684. 007. Google Scholar
[40]	P. Santucci and M. Väth, On the definition of eigenvalues of nonlinear operators, Nonlinear Anal., 40 (2000), 565-576. doi: 10.1016/S0362-546X(00)85034-8. Google Scholar
[41]	G. B. Shpiz, An eigenvector existence theorem in idempotent analysis, Mathematical Notes, 82 (2007), 410-417. doi: 10.1134/S0001434607090131. Google Scholar
[42]	W. Wnuk, Banach Lattices with Order Continuous Norms Polish Scientific Publ., PWN, Warszawa, 1999. Google Scholar

show all references

References:

[1]	Y. A. Abramovich and C. D. Aliprantis, An Invitation to Operator Theory American Mathematical Society, Providence, 2002. doi: 10.1090/gsm/050. Google Scholar
[2]	M. Akian and S. Gaubert, Policy iteration for perfect information stochastic mean payoff games with bounded first return times is strongly polynomial, preprint, arXiv: 1310.4953 Google Scholar
[3]	M. Akian, S. Gaubert and A. Hochart, Ergodicity conditions for zero-sum games, Discrete and Continuous Dynamical Systems -A, 35 (2015), 3901-3931. doi: 10.3934/dcds.2015.35.3901. Google Scholar
[4]	M. Akian, S. Gaubert and C. Walsh, Discrete max-plus spectral theory, in Idempotent Mathematics and Mathematical Physics, G. L. Litvinov and V. P. Maslov, Eds, Contemporary Mathematics, AMS, 377 (2005), 53–77, arXiv: math.SP/0405225 doi: 10.1090/conm/377/6982. Google Scholar
[5]	M. Akian, S. Gaubert and R. D. Nussbaum, A Collatz-Wielandt characterization of the spectral radius of order-preserving homogeneous maps on cones, preprint, arXiv: 1112.5968 Google Scholar
[6]	C. D. Aliprantis and K. C. Border, Infinite Dimensional Analysis, A Hitchhiker's Guide Third Edition, Springer, 2006. Google Scholar
[7]	C. D. Aliprantis, D. J. Brown and O. Burkinshaw, Existence and Optimality of Competitive Equilibria Springer-Verlag, Berlin, 1990. doi: 10.1007/978-3-642-61521-4. Google Scholar
[8]	C. D. Aliprantis and O. Burkinshaw, Positive Operators Reprint of the 1985 original, Springer, Dordrecht, 2006. doi: 10.1007/978-1-4020-5008-4. Google Scholar
[9]	C. D. Aliprantis and O. Burkinshaw, Locally Solid Riesz Spaces with Applications to Economics Second edition, Mathematical Surveys and Monographs, 105, American Mathematical Society, Providence, RI, 2003. doi: 10.1090/surv/105. Google Scholar
[10]	C. D. Aliprantis and R. Tourky, Cones and Duality American Mathematical Society, Providence, 2007. doi: 10.1090/gsm/084. Google Scholar
[11]	J. Appell, E. De Pascale and A. Vignoli, A comparison of different spectra for nonlinear operators, Nonlinear Anal., 40 (2000), 73-90. doi: 10.1016/S0362-546X(00)85005-1. Google Scholar
[12]	J. Appell, E. De Pascale and A. Vignoli, Nonlinear Spectral Theory Walter de Gruyter GmbH and Co. KG, Berlin, 2004. doi: 10.1515/9783110199260. Google Scholar
[13]	J. Appell, E. Giorgieri and M. Väth, Nonlinear spectral theory for homogeneous operators, Nonlinear Funct. Anal. Appl., 7 (2002), 589-618. Google Scholar
[14]	F. L. Baccelli, G. Cohen, G. -J. Olsder and J. -P. Quadrat, Synchronization and Linearity John Wiley, Chichester, New York, 1992. Google Scholar
[15]	R. B. Bapat, A max version of the Perron-Frobenius theorem, Linear Algebra Appl., 275/276 (1998), 3-18. doi: 10.1016/S0024-3795(97)10057-X. Google Scholar
[16]	P. Butkovič, Max-linear Systems: Theory and Algorithms Springer-Verlag, London, 2010. doi: 10.1007/978-1-84996-299-5. Google Scholar
[17]	P. Butkovič, S. Gaubert and R. A. Cuninghame-Green, Reducible spectral theory with applications to the robustness of matrices in max-algebra, SIAM J. Matrix Anal. Appl., 31 (2009), 1412-1431. doi: 10.1137/080731232. Google Scholar
[18]	W. Feng, A new spectral theory for nonlinear operators and its applications, Abstr. Appl. Anal., 2 (1997), 163-183. doi: 10.1155/S1085337597000328. Google Scholar
[19]	M. Furi, M. Martelli and A. Vignoli, Contributions to the spectral theory for nonlinear operators in Banach spaces, Ann. Pura Appl., 118 (1978), 229-294. doi: 10.1007/BF02415132. Google Scholar
[20]	G. Gripenberg, On the definition of the cone spectral radius, Proc. Amer. Math. Soc., 143 (2015), 1617-1625. doi: 10.1090/S0002-9939-2014-12375-6. Google Scholar
[21]	J. Gunawardena, Cycle times and fixed points of min-max functions, In G. Cohen and J. -P. Quadrat, editors, 11th International Conference on Analysis and Optimization of Systems, Springer LNCIS, 199 (1994), 266–272. Google Scholar
[22]	M. de Jeu and M. Messerschmidt, A strong open mapping theorem for surjections from cones onto Banach spaces, Advances in Math., 259 (2014), 43-66. doi: 10.1016/j.aim.2014.03.008. Google Scholar
[23]	V. N. Kolokoltsov and V. P. Maslov, Idempotent Analysis and Its Applications Kluwer Acad. Publ., 1997. doi: 10.1007/978-94-015-8901-7. Google Scholar
[24]	B. Lemmens and R. D. Nussbaum, Continuity of the cone spectral radius, Proc. Amer. Math. Soc., 141 (2013), 2741–2754, arXiv: 1107.4532. doi: 10.1090/S0002-9939-2013-11520-0. Google Scholar
[25]	B. Lemmens and R. D. Nussbaum, Nonlinear Perron-Frobenius Theory Cambridge University Press, 2012. doi: 10.1017/CBO9781139026079. Google Scholar
[26]	J. Lindenstrauss and L. Tzafriri, Classical Banach Spaces I and II A reprint of the 1977 and 1979 editions, Springer, 1996. Google Scholar
[27]	B. Lins and R. D. Nussbaum, Denjoy-Wolff theorems, Hilbert metric nonexpansive maps on reproduction-decimation operators, J. Funct. Anal., 254 (2008), 2365-2386. doi: 10.1016/j.jfa.2008.02.001. Google Scholar
[28]	G. L. Litvinov, The Maslov dequantization, idempotent and tropical mathematics: A brief introduction, J. Math. Sci.(N. Y.), 140 (2007), 426-444. doi: 10.1007/s10958-007-0450-5. Google Scholar
[29]	G. L. Litvinov, V. P. Maslov and G. B. Shpiz, Idempotent functional analysis: An algebraic approach, Math Notes, 69 (2001), 696–729, arXiv: math.FA/0009128. doi: 10.1023/A:1010266012029. Google Scholar
[30]	G. L. Litvinov and V. P. Maslov (eds.), Idempotent mathematics and mathematical physics, Contemp. Math., Amer. Math. Soc., Providence, RI, 377 (2005), 1–17. doi: 10.1090/conm/377/6982. Google Scholar
[31]	J. Mallet-Paret and R. D. Nussbaum, Eigenvalues for a class of homogeneous cone maps arising from max-plus operators, Discrete and Continuous Dynamical Systems, 8 (2002), 519-562. doi: 10.3934/dcds.2002.8.519. Google Scholar
[32]	J. Mallet-Paret and R. D. Nussbaum, Generalizing the Krein-Rutman theorem, measures of noncompactness and the fixed point index, J. Fixed Point Theory and Applications, 7 (2010), 103-143. doi: 10.1007/s11784-010-0010-3. Google Scholar
[33]	J. Mallet-Paret and R. D. Nussbaum, Inequivalent measures of noncompactness, Ann. Mat. Pura Appl.(4), 190 (2011), 453-488. doi: 10.1007/s10231-010-0158-x. Google Scholar
[34]	J. Mallet-Paret and R. D. Nussbaum, Inequivalent measures of noncompactness and the radius of the essential radius, Proc. Amer. Math. Soc., 139 (2011), 917-930. doi: 10.1090/S0002-9939-2010-10511-7. Google Scholar
[35]	V. Müller and A. Peperko, Generalized spectral radius and its max algebra version, Linear Algebra Appl, Linear Algebra Appl., 439 (2013), 1006-1016. doi: 10.1016/j.laa.2012.09.024. Google Scholar
[36]	V. Müller and A. Peperko, On the spectrum in max-algebra, Linear Algebra Appl., 485 (2015), 250-266. doi: 10.1016/j.laa.2015.07.013. Google Scholar
[37]	R. D. Nussbaum, Eigenvalues of nonlinear operators and the linear Krein-Rutman, in: Fixed Point Theory (Sherbrooke, Quebec, 1980), E. Fadell and G. Fournier, editors, Lecture notes in Mathematics, Springer-Verlag, Berlin, 886 (1981), 309–330. Google Scholar
[38]	R. D. Nussbaum, Periodic points of positive linear operators and Perron-Frobenius operators, Integral Equations Operator Theory, 39 (2001), 41-97. doi: 10.1007/BF01192149. Google Scholar
[39]	L. Pachter and B. Sturmfels (eds.), Algebraic statistics for computational biology, Cambridge Univ. Press, New York, (2005), 125–159. doi: 10.1017/CBO9780511610684. 007. Google Scholar
[40]	P. Santucci and M. Väth, On the definition of eigenvalues of nonlinear operators, Nonlinear Anal., 40 (2000), 565-576. doi: 10.1016/S0362-546X(00)85034-8. Google Scholar
[41]	G. B. Shpiz, An eigenvector existence theorem in idempotent analysis, Mathematical Notes, 82 (2007), 410-417. doi: 10.1134/S0001434607090131. Google Scholar
[42]	W. Wnuk, Banach Lattices with Order Continuous Norms Polish Scientific Publ., PWN, Warszawa, 1999. Google Scholar

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