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Double well potential function and its optimization in the $N$ -dimensional real space-part Ⅱ
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Double well potential function and its optimization in the $N$ -dimensional real space-part Ⅰ
1. | Department of Industrial and Systems Engineering, North Carolina State University, Raleigh, USA |
2. | School of Science, Information Technology, and Engineering, Federation University Australia, Mt Helen, Australia |
3. | Department of Mathematics, National Cheng Kung University, Taiwan |
4. | Department of Mathematical Sciences, Tsinghua University, Beijing, China |
A special type of multi-variate polynomial of degree 4, called the double well potential function, is studied. It is derived from a discrete approximation of the generalized Ginzburg-Landau functional, and we are interested in understanding its global minimum solution and all local non-global points. The main difficulty for the model is due to its non-convexity. In part Ⅰ of the paper, we first characterize the global minimum solution set, whereas the study for local non-global optimal solutions is left for Part Ⅱ. We show that, the dual of the Lagrange dual of the double well potential problem is a linearly constrained convex minimization problem, which, under a designated nonlinear transformation, can be equivalently mapped to a portion of the original double well potential function containing the global minimum. In other words, solving the global minimum of the double well potential function is essentially a convex minimization problem, despite of its non-convex nature. Numerical examples are provided to illustrate the important features of the problem and the mapping in between.
References:
[1] |
M. S. Bazaraa, H. D. Sherali and C. M. Shetty,
Nonlinear Programming: Theory and Algorithms 3rd. , Wiley Interscience, New York, 2006.
doi: 10.1002/0471787779. |
[2] |
A. Ben-Tal and M. Teboulle,
Hidden convexity in some nonconvex quadratically constrained quadratic programming, Mathematical Programming, 72 (1996), 51-63.
doi: 10.1007/BF02592331. |
[3] |
T. Bidoneau,
On the Van Der Waals theory of surface tension, Markov Processes and Related
Fields, 8 (2002), 319-338.
|
[4] |
J. I. Brauman,
Some historical background on the double-well potential model, Journal of
Mass Spectrometry, 30 (1995), 1649-1651.
doi: 10.1002/jms.1190301203. |
[5] |
J. M. Feng, G. X. Lin, R. L. Sheu and Y. Xia,
Duality and solutions for quadratic programming over single non-homogeneous quadratic constraint, Journal of Global Optimization, 54 (2012), 275-293.
doi: 10.1007/s10898-010-9625-6. |
[6] |
D. Y. Gao and G. Strang,
Geometrical nonlinearity: Potential energy, complementary energy, and the gap function, Quarterly of Applied Mathematics, 47 (1989), 487-504.
|
[7] |
D. Y. Gao,
Duality Principles in Nonconvex Systems: Theory, Methods and Applications Kluwer Academic, Dordrecht, 2000.
doi: 10.1007/978-1-4757-3176-7. |
[8] |
D. Y. Gao and H. Yu,
Multi-scale modelling and canonical dual finite element method in phase transitions of solids, International Journal of Solids and Structures, 45 (2008), 3660-3673.
doi: 10.1016/j.ijsolstr.2007.08.027. |
[9] |
A. Heuer nad U. Haeberlen,
The dynamics of hydrogens in double well potentials: The transition of the jump rate from the low temperature quantum-mechanical to the high temperature activated regime, Journal of Chemical Physics, 95 (1991), 4201-4214.
|
[10] |
H. C. Hu,
On some variational principles in the theory of elasticity and the theory of plasticity, Scientia Sinica, 4 (1995), 33-54.
|
[11] |
R. L. Jerrard,
Lower bounds for generalized Ginzburg-Landau functionals, SIAM Journal on
Mathematical Analysis, 30 (1999), 721-746.
doi: 10.1137/S0036141097300581. |
[12] |
K. Kaski, K. Binder and J. D. Gunton,
A study of a coarse-gained free energy funcitonal for the three-dimensional Ising model, Journal of Physics A: Mathematical and General, 16 (1983), 623-627.
|
[13] |
J. J. Moré,
Generalizations of the trust region problem, Optimization Methods & Software, 2 (1993), 189-209.
|
[14] |
K. Washizu,
On the variational principle for elascticity and plasticity, Technical Report,
Aeroelastic and Structures Research Laboratery, MIT, Cambridge, (1966), 25-18.
|
[15] |
Y. Xia, S. Wang and R. L. Sheu,
S-lemma with equality and its applications, Mathematical Programming, 156 (2016), 513-547.
doi: 10.1007/s10107-015-0907-0. |
[16] |
W. Xing, S. C. Fang, D. Y. Gao, R. L. Sheu and L. Zhang, Canonical dual solutions to the quadratic programming problem over a quadratic constraint,
Asia-Pacific Journal of Operational Research, 32 (2015), 1540007. |
show all references
References:
[1] |
M. S. Bazaraa, H. D. Sherali and C. M. Shetty,
Nonlinear Programming: Theory and Algorithms 3rd. , Wiley Interscience, New York, 2006.
doi: 10.1002/0471787779. |
[2] |
A. Ben-Tal and M. Teboulle,
Hidden convexity in some nonconvex quadratically constrained quadratic programming, Mathematical Programming, 72 (1996), 51-63.
doi: 10.1007/BF02592331. |
[3] |
T. Bidoneau,
On the Van Der Waals theory of surface tension, Markov Processes and Related
Fields, 8 (2002), 319-338.
|
[4] |
J. I. Brauman,
Some historical background on the double-well potential model, Journal of
Mass Spectrometry, 30 (1995), 1649-1651.
doi: 10.1002/jms.1190301203. |
[5] |
J. M. Feng, G. X. Lin, R. L. Sheu and Y. Xia,
Duality and solutions for quadratic programming over single non-homogeneous quadratic constraint, Journal of Global Optimization, 54 (2012), 275-293.
doi: 10.1007/s10898-010-9625-6. |
[6] |
D. Y. Gao and G. Strang,
Geometrical nonlinearity: Potential energy, complementary energy, and the gap function, Quarterly of Applied Mathematics, 47 (1989), 487-504.
|
[7] |
D. Y. Gao,
Duality Principles in Nonconvex Systems: Theory, Methods and Applications Kluwer Academic, Dordrecht, 2000.
doi: 10.1007/978-1-4757-3176-7. |
[8] |
D. Y. Gao and H. Yu,
Multi-scale modelling and canonical dual finite element method in phase transitions of solids, International Journal of Solids and Structures, 45 (2008), 3660-3673.
doi: 10.1016/j.ijsolstr.2007.08.027. |
[9] |
A. Heuer nad U. Haeberlen,
The dynamics of hydrogens in double well potentials: The transition of the jump rate from the low temperature quantum-mechanical to the high temperature activated regime, Journal of Chemical Physics, 95 (1991), 4201-4214.
|
[10] |
H. C. Hu,
On some variational principles in the theory of elasticity and the theory of plasticity, Scientia Sinica, 4 (1995), 33-54.
|
[11] |
R. L. Jerrard,
Lower bounds for generalized Ginzburg-Landau functionals, SIAM Journal on
Mathematical Analysis, 30 (1999), 721-746.
doi: 10.1137/S0036141097300581. |
[12] |
K. Kaski, K. Binder and J. D. Gunton,
A study of a coarse-gained free energy funcitonal for the three-dimensional Ising model, Journal of Physics A: Mathematical and General, 16 (1983), 623-627.
|
[13] |
J. J. Moré,
Generalizations of the trust region problem, Optimization Methods & Software, 2 (1993), 189-209.
|
[14] |
K. Washizu,
On the variational principle for elascticity and plasticity, Technical Report,
Aeroelastic and Structures Research Laboratery, MIT, Cambridge, (1966), 25-18.
|
[15] |
Y. Xia, S. Wang and R. L. Sheu,
S-lemma with equality and its applications, Mathematical Programming, 156 (2016), 513-547.
doi: 10.1007/s10107-015-0907-0. |
[16] |
W. Xing, S. C. Fang, D. Y. Gao, R. L. Sheu and L. Zhang, Canonical dual solutions to the quadratic programming problem over a quadratic constraint,
Asia-Pacific Journal of Operational Research, 32 (2015), 1540007. |




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